The carboxyl functional group that
characterizes the carboxylic acids is unusual in that it is composed of two
functional groups described earlier in this text. As may be seen in the formula
on the right, the carboxyl group is made up of a hydroxyl group bonded to a
carbonyl group. It is often written in condensed form as –CO2H or
–COOH. Other combinations of functional groups were described previously, and
significant changes in chemical behavior as a result of group interactions were
described (e.g. phenol & aniline). In this case, the change in chemical and
physical properties resulting from the interaction of the hydroxyl and carbonyl
group are so profound that the combination is customarily treated as a distinct
and different functional group.
The carboxylic group is the functional group of the
carboxylic acids. It is kind of a combined carbonyl
and hydroxyl group. The carbon
atom in the group has sp2 hybridization. The carbon atom has a
double bond to one oxygen atom a single bond to the other. This other oxygen
atom is also bonded to a hydrogen atom. It is this hydrogen atom that gives
these compounds their acidic properties and the “acid” part of their names
In carboxylic acids, the bonds to the carboxyl carbon
lie in one plane and are separated by about 120°. The carboxylic carbon is less
electrophilic than carbonyl carbon because of the possible resonance structure
shown below:
Structure of the Carboxyl Group
The most
stable conformation of formic acid is an almost planar arrangement of the
molecule.
The carbon is sp2 hybridized
, and the O-H bond lies in the plane described by the sp2
carbon, eclipsing the C=O double bond.
This unexpected geometric arrangement can be explained
by resonance (or conjugation).
Classification of
Carboxylic Acids
I. Considering the hydrocarbonate
radicals nature in the molecule, organic acid are being classified in:
a) Saturated acid is acid, which has only simple bonds
in molecule.
For example:
acetic acid propionic
acid
b) Unsaturated acid is acid, which has both as simple
and double bounds in molecule.
For example:
acrylic acid oleic
acid
c) aromatic acid is acid,
which contain aromatic ring.
II. Considering the number of carboxyl groups in the
molecule, acids can be classified in:
a) mocarboxylic acids are acids group in molecule.
For example:
acetic acid butanoic acid
b) dicarboxylic acids are acids which has two carboxylic groups in
molecule.
For example:
c) policarboxylic acids are acids which has more than two carboxylic
groups in molecule.
For example:
tricarboxylic acid - Citric acid
Physical
Properties
The first three members are colourless
liquids and have pungent smell. The next six members are oily liquids with a
faint unpleasant odour. Still higher acids are colourless waxy solids.
They have higher boiling points than the corresponding
alcohols of comparable molecular masses. Carboxylic acids have higher boiling
points due to the presence of intramolecular hydrogen
bonding. Due to the hydrogen bonding, carboxylic acids exist as dimers. The
first four members of aliphatic carboxylic acids are very soluble in water. The
solubility in water decreases gradually with rise in molecular mass. All are
soluble in alcohol or ether. Benzoic acid is sparingly soluble in cold water but
is soluble in hot water, alcohol and ether.
As with aldehydes, the carboxyl group must be located
at the end of a carbon chain. In the IUPAC system of nomenclature the carboxyl
carbon is designated #1, and other substituents are located and named
accordingly. The characteristic IUPAC suffix for a carboxyl group is "oic acid", and care must be taken not to
confuse this systematic nomenclature with the similar common system. These two
nomenclatures are illustrated in the following table, along with their melting
and boiling points.
Formula |
Common Name |
Source |
IUPAC Name |
Melting Point |
Boiling Point |
HCO2H |
formic acid |
ants (L. formica) |
methanoic acid |
8.4 ºC |
101 ºC |
CH3CO2H |
acetic acid |
vinegar (L. acetum) |
ethanoic acid |
16.6 ºC |
118 ºC |
CH3CH2CO2H |
propionic acid |
milk (Gk. protus prion) |
propanoic acid |
-20.8 ºC |
141 ºC |
CH3(CH2)2CO2H
|
butyric acid |
butter (L. butyrum) |
butanoic acid |
-5.5 ºC |
164 ºC |
CH3(CH2)3CO2H
|
valeric acid |
valerian root |
pentanoic acid |
-34.5 ºC |
186 ºC |
CH3(CH2)4CO2H
|
caproic acid |
goats (L. caper) |
hexanoic acid |
-4.0 ºC |
205 ºC |
CH3(CH2)5CO2H
|
enanthic acid |
vines (Gk. oenanthe) |
heptanoic acid |
-7.5 ºC |
223 ºC |
CH3(CH2)6CO2H
|
caprylic acid |
goats (L. caper) |
octanoic acid |
16.3 ºC |
239 ºC |
CH3(CH2)7CO2H
|
pelargonic acid |
pelargonium (an herb) |
nonanoic acid |
12.0 ºC |
253 ºC |
CH3(CH2)8CO2H
|
capric acid |
goats (L. caper) |
decanoic acid |
31.0 ºC |
219 ºC |
Substituted carboxylic acids are named either by the IUPAC system or by
common names. If you are uncertain about the IUPAC rules for nomenclature you
should review them now. Some common names, the amino acid threonine for example, do not
have any systematic origin and must simply be memorized. In other cases, common
names make use of the Greek letter notation for carbon atoms near the carboxyl
group. Some examples of both nomenclatures
are provided below.
Simple dicarboxylic acids having the general
formula HO2C–(CH2)n–CO2H
(where n = 0 to 5) are known by the common names: Oxalic (n=0), Malonic (n=1), Succinic (n=2), Glutaric
(n=3), Adipic (n=4) and Pimelic
(n=5) Acids. Common names, such as these can be troublesome to remember, so
mnemonic aids, which take the form of a catchy phrase, have been devised. For
this group of compounds one such phrase is: "Oh
My Such
Good Apple
Pie".
2. Carboxylic Acid Natural Products
Carboxylic acids are widespread in nature, often combined with other
functional groups. Simple alkyl carboxylic acids, composed of four to ten carbon
atoms, are liquids or low melting solids having very unpleasant odors. The fatty
acids are important components of the biomolecules known as lipids,
especially fats and oils. As shown in the following table, these long-chain
carboxylic acids are usually referred to by their common names, which in most
cases reflect their sources. A mnemonic phrase for the C10 to C20
natural fatty acids capric, lauric,
myristic, palmitic, stearic
and arachidic is: "Curly,
Larry & Moe Perform Silly Antics"
(note that the names of the three stooges are in alphabetical order).
Interestingly, the molecules of most natural fatty acids have an even number
of carbon atoms. Analogous compounds composed of odd numbers of carbon
atoms are perfectly stable and have been made synthetically. Since nature makes
these long-chain acids by linking together acetate units, it is not surprising
that the carbon atoms composing the natural products are multiples of two. The
double bonds in the unsaturated compounds listed on the right are all cis (or Z).
FATTY ACIDS |
|||||||||||||||||||||||||||||||||||||||||||
|
|
The following formulas are examples of other naturally occurring carboxylic
acids. The molecular structures range from simple to complex, often incorporate
a variety of other functional groups, and many are chiral.
3. Related
Carbonyl Derivatives
Other functional group combinations with the carbonyl group can be prepared
from carboxylic acids, and are usually treated as related derivatives. Five
common classes of these carboxylic acid derivatives are listed in the
following table. Although nitriles do not have a carbonyl group, they are
included here because the functional carbon atoms all have the same oxidation
state. The top row (yellow shaded) shows the general formula for each class,
and the bottom row (light blue) gives a specific example of each. As in the
case of amines, amides are classified as 1º, 2º or 3º, depending
on the number of alkyl groups bonded to the nitrogen.
Functional groups of this kind are found in many kinds of natural products.
Some examples are shown below with the functional group colored red. Most of
the functions are amides or esters, cantharidin being
a rare example of a natural anhydride. Cyclic esters are called lactones,
and cyclic amides are referred to as lactams. Penicillin G has two amide
functions, one of which is a β-lactam. The
Greek letter locates the nitrogen relative to the carbonyl group of the amide.
Properties of
Carboxylic Acids
1. Physical Properties of Carboxylic Acids
The table at the beginning of this page gave the melting and
boiling points for a homologous group of carboxylic acids having from one to
ten carbon atoms. The boiling points increased with size in a regular manner,
but the melting points did not. Unbranched acids made
up of an even number of carbon atoms have melting points higher than the odd
numbered homologs having one more or one less carbon. This reflects differences
in intermolecular attractive forces in the crystalline state. In the table of fatty acids we see that the presence of a cis-double
bond significantly lowers the melting point of a compound. Thus, palmitoleic acid melts over 60º lower than palmitic acid, and similar decreases occur for the C18
and C20 compounds. Again, changes in crystal packing and
intermolecular forces are responsible.
The factors that influence the relative boiling points and water solubilities of various types of compounds were discussed
earlier. In general, dipolar attractive forces between molecules act to
increase the boiling point of a given compound, with hydrogen bonds being an
extreme example. Hydrogen bonding is also a major factor in the water
solubility of covalent compounds To refresh your
understanding of these principles Click Here. The following table lists a few examples of these properties for some
similar sized polar compounds (the non-polar hydrocarbon hexane is provided for
comparison).
Physical
Properties of Some Organic Compounds |
||||
Formula |
IUPAC Name |
Molecular Weight |
Boiling Point |
Water Solubility |
CH3(CH2)2CO2H |
butanoic acid |
88 |
164
ºC |
very soluble |
CH3(CH2)4OH |
1-pentanol |
88 |
138
ºC |
slightly soluble |
CH3(CH2)3CHO |
pentanal |
86 |
103
ºC |
slightly soluble |
CH3CO2C2H5
|
ethyl ethanoate |
88 |
77 ºC |
moderately soluble |
CH3CH2CO2CH3
|
methyl propanoate |
88 |
80 ºC |
slightly soluble |
CH3(CH2)2CONH2
|
butanamide |
87 |
216
ºC |
soluble |
CH3CON(CH3)2 |
N,N-dimethylethanamide |
87 |
165
ºC |
very soluble |
CH3(CH2)4NH2
|
1-aminobutane |
87 |
103
ºC |
very soluble |
CH3(CH2)3CN
|
pentanenitrile |
83 |
140
ºC |
slightly soluble |
CH3(CH2)4CH3
|
hexane |
86 |
69 ºC |
insoluble |
|
|
|
|
|
The first five entries all have oxygen functional groups, and the
relatively high boiling points of the first two is clearly due to hydrogen bonding.
Carboxylic acids have exceptionally high boiling points, due in large part to dimeric associations involving two hydrogen bonds. A
structural formula for the dimer of acetic acid is shown here. When the mouse
pointer passes over the drawing, an electron cloud diagram will appear. The
high boiling points of the amides and nitriles are due in large part to strong
dipole attractions, supplemented in some cases by hydrogen bonding.
2. Acidity of Carboxylic Acids
The pKa 's of some typical carboxylic
acids are listed in the following table. When we compare these values with
those of comparable alcohols, such as ethanol (pKa
= 16) and 2-methyl-2-propanol (pKa = 19),
it is clear that carboxylic acids are stronger acids by over ten powers of ten!
Furthermore, electronegative substituents near the carboxyl group act to
increase the acidity.
Compound |
pKa |
Compound |
pKa |
|
HCO2H |
3.75 |
CH3CH2CH2CO2H |
4.82 |
|
CH3CO2H |
4.74 |
ClCH2CH2CH2CO2H |
4.53 |
|
FCH2CO2H |
2.65 |
CH3CHClCH2CO2H |
4.05 |
|
ClCH2CO2H |
2.85 |
CH3CH2CHClCO2H |
2.89 |
|
BrCH2CO2H |
2.90 |
C6H5CO2H |
4.20 |
|
ICH2CO2H |
3.10 |
p-O2NC6H4CO2H |
3.45 |
|
Cl3CCO2H |
0.77 |
p-CH3OC6H4CO2H |
4.45 |
Why should the presence of a carbonyl group adjacent to a hydroxyl group have
such a profound effect on the acidity of the hydroxyl proton? To answer this
question we must return to the nature of acid-base equilibria and the definition of pKa
, illustrated by the general equations given below. These relationships were
described in an previous section of this text.
We know that an equilibrium favors the thermodynamically more stable side,
and that the magnitude of the equilibrium constant reflects the energy
difference between the components of each side. In an acid base equilibrium the
equilibrium always favors the weaker acid and base (these are the more stable
components). Water is the standard base used for pKa
measurements; consequently, anything that stabilizes the conjugate base (A:(–))
of an acid will necessarily make that acid (H–A) stronger and shift the equilibrium
to the right. Both the carboxyl group and the carboxylate anion are stabilized
by resonance, but the stabilization of the anion is much greater than that of
the neutral function, as shown in the following diagram. In the carboxylate
anion the two contributing structures have equal weight in the hybrid, and the
C–O bonds are of equal length (between a double and a single bond). This
stabilization leads to a markedly increased acidity, as illustrated by the
energy diagram displayed by clicking the "Toggle Display"
button.
The resonance effect described here is undoubtedly the major contributor to
the exceptional acidity of carboxylic acids. However, inductive effects also play a role. For example, alcohols have pKa's
of 16 or greater but their acidity is increased by electron withdrawing
substituents on the alkyl group. The following diagram illustrates this factor
for several simple inorganic and organic compounds, and shows how inductive
electron withdrawal may also increase the acidity of carboxylic acids. The
acidic hydrogen is colored red in all examples.
Water is less acidic than hydrogen peroxide because hydrogen is less
electronegative than oxygen, and the covalent bond joining these atoms is
polarized in the manner shown. Alcohols are slightly less acidic than water,
due to the poor electronegativity of carbon, but chloral hydrate, Cl3CCH(OH)2,
and 2,2,2,-trifluoroethanol are significantly more acidic than water, due to
inductive electron withdrawal by the electronegative halogens (and the second
oxygen in chloral hydrate). In the case of carboxylic acids, if the
electrophilic character of the carbonyl carbon is decreased the acidity of the
carboxylic acid will also decrease. Similarly, an increase in its electrophilicity will increase the acidity of the acid.
Acetic acid is ten times weaker an acid than formic acid (first two entries in
the second row), confirming the electron donating character of an alkyl group
relative to hydrogen, as noted earlier in a discussion of carbocation stability. Electronegative substituents increase acidity by inductive electron
withdrawal. As expected, the higher the electronegativity of the substituent
the greater the increase in acidity (F > Cl >
Br > I), and the closer the substituent is to the carboxyl group the greater
is its effect (isomers in the 3rd row). Substituents also influence the acidity
of benzoic acid derivatives, but resonance effects compete with
inductive effects. The methoxy group is electron donating and the nitro group is
electron withdrawing (last three entries in the table of pKa
values).
Formation
1.
Oxidation of Primary Alcohols and Aldehydes
Carboxylic acids can also be formed by the oxidation
of primary alcohols Mild oxidation changes the alcohol into an aldehyde and
strong oxidation takes it all the way to carboxylic acid.
2.
Hydrolysis of esters
Hydrolysis of esters with mineral acids or alkalines gives carboxylic acids
3.
Hydrolysis of nitriles
The nitriles are hydrolysed
in dilute aqueous acidic or alkaline medium
Reactions
Carboxylic acids can dissociate in aqueous solution
into carboxylate ions and protons. The equilibrium constant for this process is
Ka, and more frequently we talk in terms
of pKa.
Values of pKa for
common alkyl carboxylic acids are around 5 (Ka
~ 10-5).
E.g. ethanoic acid has pKa
= 4.74, (alcohols have pKa ~ 18, so
carboxylic acids are about 1013 times more acidic than alcohols).
The reason why carboxylic acids are much more acidic
than alcohols is because the carboxylate anion is much more stable than the alkoxide anion.
Both alcohols are carboxylic acids are acidic since
their respective O-H bonds can be broken heterolytically,
giving a proton and an oxygen anion.
The difference lies in the fact that the carboxylate
anion has the negative charge spread out over two oxygen atoms, whereas the
alcohol has the negative charge localized on a single oxygen atom.
The carboxylate anion can be viewed as a resonance
hybrid of the two anionic structures, or as a conjugated system of three
interacting p orbitals containing four electrons (like the allylic
anion system).
The C and two oxygens are
all sp2 hybridized, and the remaining p orbitals create the p MO system
giving rise to the half p bond between each C and O, and the half negative
charge on the end oxygens.
1. The acidity
of carboxylic acid
Carboxylic acids are weak acids that ionized to form
carboxylate ion and hydronium ion in water:
Carboxylic acids are weaker acids than the strong
acids (HCl, H2SO4, HNO3),
but stronger acids than phenols and much stronger than alcohols
2.
With metals and metal hydroxides
The carboxylic acids evolve hydrogen with
electropositive metals and form salts with alkalies.
They react with weaker bases such as carbonates and hydrogencarbonates
to evolve carbon dioxide. This reaction is used to detect the presence of
carboxyl group in an organic compound.
3. Esterification
Esterification
is the reaction of a carboxylic acid and alcohol in the presence of an acid
catalyst to produce an ester. The main chain of an ester comes from the
carboxylic acid, while the alkyl group in an ester comes from the alcohol.
4. Formation of anhydride
Carboxylic acids on heating with
mineral acids such as H2SO4 or with P2O5 give corresponding anhydride.
5.
Formation of acid chlorides
The hydroxyl group of carboxylic acids, behaves like that of alcohols and is easily replaced
by chlorine atom on treating with PCl5 or PCl3.
6. Reaction with ammonia
Carboxylic acids react with ammonia
to give ammonium salt which on further heating at high
temperature give amides. For example:
7. Reduction
Carboxylic acids are reduced to
primary alcohols by lithium aluminium hydride.
Dicarboxylic acids
Dicarboxylic acids are organic compounds that are substituted with
two functional carboxylic acid groups. In molecular formula for dicarboxylic acids, these groups are often written as , where R may be carbohydrate chain.
Examples:
Saturated dicarboxylic acids
Oxalic acid (ethanedioic
acid)
Malonic acid (propanedioic acid)
Succinic acid (butanedioic
acid)
Unsaturated dicarboxylic
acids
Saturated dicarboxylic acids
are crystalline substances. Water solubility decreases proportionally with the
substances molecular mass. Acids with an odd number of carbon atoms are more
soluble in comparison with those with an even number.
Due to the existence of two carboxyl groups in the
molecule, those acids are stronger than saturated monocarboxylic acids.
Chemical
properties
In general, dicarboxylic
acids show the same chemical behavior and reactivity as monocarboxylic acids.
Specific reactions
1. Oxalic acid when boiled at over
2. Malonic acid, when boiled
at 120-
Urea
Urea (also known as carbamide)
is a waste product of many living organisms, and is the major organic component
of human urine. This is because it is at the end of chain of reactions which
break down the amino acids that make up proteins. An adult typically excretes
about
Urea (NH2CONH2) is of great importance to the
agriculture industry as a nitrogen-rich fertilizer. Urea is made from ammonia
and carbon dioxide.
Aqueous solutions of urea decompose to form CO2 and NH3.
Biuret is the result of condensation of two molecules
of urea.
The "Biuret Test" is a chemical test used
for detecting the presence of peptide bonds, for diagnosis of hyperproteinuria for example. The biuret test is a chemical test used for detecting the presence of
peptide bonds. In a positive test, a copper(II) ion is
reduced to copper(I), which forms a complex with the nitrogens
and carbons of the peptide bonds in an alkaline solution. A violet color
indicates the presence of proteins.
Biuret reagent is so-named, not because it contains
biuret, but because of its reaction to the peptide-like bonds in the biuret
molecule.
Preparation of Carboxylic Acids
The carbon atom of a carboxyl group has a high oxidation state. It is not
surprising, therefore, that many of the chemical reactions used for their
preparation are oxidations. Such reactions have been discussed in previous
sections of this text, and the following diagram summarizes most of these. To
review the previous discussion of any of these reaction classes simply click on
the number (1 to 4) or descriptive heading for the group.
Two other useful procedures for preparing carboxylic acids involve
hydrolysis of nitriles and carboxylation of organometallic intermediates. As shown
in the following diagram, both methods begin with an organic halogen compound
and the carboxyl group eventually replaces the halogen. Both methods require
two steps, but are complementary in that the nitrile intermediate in the first
procedure is generated by a SN2 reaction, in which cyanide anion is
a nucleophilic precursor of the carboxyl group. The
hydrolysis may be either acid or base-catalyzed, but the latter give a
carboxylate salt as the initial product.
In the second procedure the electrophilic halide is first transformed into
a strongly nucleophilic metal derivative, and this
adds to carbon dioxide (an electrophile). The initial product is a salt of the
carboxylic acid, which must then be released by treatment with strong aqueous
acid.
Reactions of
Carboxylic Acids
1. Salt Formation
Because of their enhanced acidity, carboxylic acids react with bases to
form ionic salts, as shown in the following equations. In the case of alkali
metal hydroxides and simple amines (or ammonia) the resulting salts have
pronounced ionic character and are usually soluble in water. Heavy metals such
as silver, mercury and lead form salts having more covalent character (3rd
example), and the water solubility is reduced, especially for acids composed of
four or more carbon atoms.
RCO2H |
+ |
NaHCO3 |
→ |
RCO2(–) Na
(+) + CO2 + H2O |
RCO2H |
+ |
(CH3)3N: |
→ |
RCO2(–) (CH3)3NH(+) |
RCO2H |
+ |
AgOH |
→ |
RCO2δ(-) Agδ(+) + H2O |
Carboxylic acids and salts having alkyl chains longer than six carbons exhibit
unusual behavior in water due to the presence of both hydrophilic (CO2)
and hydrophobic (alkyl) regions in the same molecule. Such molecules are termed
amphiphilic (Gk. amphi
= both) or amphipathic. Depending on the nature of the hydrophilic
portion these compounds may form monolayers on the water surface or sphere-like
clusters, called micelles, in solution.
2. Substitution of the Hydroxyl Hydrogen
This reaction class could be termed electrophilic substitution at oxygen,
and is defined as follows (E is an
electrophile). Some examples of this substitution are provided in equations (1)
through (4).
RCO2–H + E(+) |
|
RCO2–E
+ H(+) |
If E is a strong electrophile, as in the
first equation, it will attack the nucleophilic
oxygen of the carboxylic acid directly, giving a positively charged
intermediate which then loses a proton. If E is
a weak electrophile, such as an alkyl halide, it is necessary to convert the
carboxylic acid to the more nucleophilic carboxylate
anion to facilitate the substitution. This is the procedure used in reactions 2
and 3. Equation 4 illustrates the use of the reagent diazomethane (CH2N2)
for the preparation of methyl esters. This toxic and explosive gas is always
used as an ether solution (bright yellow in color). The reaction is easily
followed by the evolution of nitrogen gas and the disappearance of the reagent's
color. This reaction is believed to proceed by the rapid bonding of a strong
electrophile to a carboxylate anion. The nature of SN2 reactions, as
in equations 2 & 3, has been described elsewhere. The mechanisms of reactions 1 & 4 will be displayed by clicking the
"Toggle Mechanism" button below the diagram.
Alkynes may also serve as electrophiles in substitution reactions of this kind,
as illustrated by the synthesis of vinyl acetate from acetylene. Intramolecular carboxyl group additions to alkenes generate
cyclic esters known as lactones. Five-membered (gamma) and six-membered
(delta) lactones are most commonly formed. Electrophilic species such as acids
or halogens are necessary initiators of lactonizations.
Even the weak electrophile iodine initiates iodolactonization
of γ,δ- and δ,ε-unsaturated acids. Examples of these reactions will be displayed by
clicking the "Other Examples" button.
3. Substitution of the Hydroxyl Group
Reactions in which the hydroxyl group of a carboxylic acid is replaced by
another nucleophilic group are important for
preparing functional derivatives of carboxylic
acids. The alcohols provide a
useful reference chemistry against which this class of transformations may be evaluated. In general,
the hydroxyl group proved to be a poor leaving group, and virtually all alcohol
reactions in which it was lost involved a prior conversion of –OH to a better
leaving group. This has proven to be true for the carboxylic acids as
well. Four examples of these hydroxyl
substitution reactions are presented by the following equations. In each
example, the new bond to the carbonyl group is colored magenta and the nucleophilic atom that has replaced the hydroxyl oxygen is
colored green. The hydroxyl moiety is often lost as water, but in reaction #1
the hydrogen is lost as HCl and the oxygen as SO2.
This reaction parallels a similar transformation of alcohols to alkyl chlorides,
although its mechanism is different.
Reactions of
Carboxylic Acid Derivatives
This is probably the single most important reaction of carboxylic acid
derivatives. The overall transformation is defined by the following equation,
and may be classified either as nucleophilic
substitution at an acyl group or as acylation of a nucleophile. For
certain nucleophilic reagents the reaction may assume
other names as well. If Nuc-H is water the reaction
is often called hydrolysis, if Nuc–H is an
alcohol the reaction is called alcoholysis,
and for ammonia and amines it is called aminolysis.
Different carboxylic acid derivatives have very different reactivities, acyl chlorides and bromides being the most
reactive and amides the least reactive, as noted in the following qualitatively
ordered list. The change in reactivity is dramatic. In homogeneous solvent
systems, reaction of acyl chlorides with water occurs rapidly, and does not
require heating or catalysts. Amides, on the other hand, react with water only
in the presence of strong acid or base catalysts and external heating.
Reactivity: acyl halides >
anhydrides >> esters ≈ acids >> amides
Because of these differences, the conversion of one type of acid derivative
into another is generally restricted to those outlined in the following
diagram. Methods for converting carboxylic acids into these derivatives were
shown in a previous section, but the amide and anhydride preparations were not general and required
strong heating. A better and more general anhydride synthesis can be achieved
from acyl chlorides, and amides are easily made from any of the more reactive
derivatives. Specific examples of these conversions will be displayed by clicking
on the product formula. The carboxylic acids themselves are not an essential
part of this diagram, although all the derivatives shown can be hydrolyzed to
the carboxylic acid state (light blue formulas and reaction arrows). Base catalyzed hydrolysis produces carboxylate salts.
Before proceeding further, it is important to review the general mechanism by
means of which all these acyl transfer or acylation reactions take
place. Indeed, an alert reader may well be puzzled by the facility of these nucleophilic substitution reactions. After all, it was previously noted that halogens bonded to sp2 or sp
hybridized carbon atoms do not usually undergo substitution reactions with nucleophilic reagents. Furthermore, such substitution
reactions of alcohols and ethers are rare, except in the presence of strong mineral acids. Clearly, the
mechanism by which acylation reactions occur must be different from the SN1
and SN2 procedures described earlier. In any substitution reaction
two things must happen. The bond from the substrate to the leaving group must
be broken, and a bond to the replacement group must be formed. The timing of
these events may vary with the reacting system. In nucleophilic
substitution reactions of alkyl compounds examples of bond-breaking preceding
bond-making (the SN1 mechanism), and of bond-breaking and bond-making occurring simultaneously (the SN2 mechanism) were observed. On the other hand, for most cases of electrophilic aromatic substitution bond-making preceded bond-breaking.
As illustrated in the following diagram, acylation reactions generally take
place by an addition-elimination process in which a nucleophilic
reactant bonds to the electrophilic carbonyl carbon atom to create a
tetrahedral intermediate. This tetrahedral intermediate then undergoes an
elimination to yield the products. In this two-stage mechanism bond formation
occurs before bond cleavage, and the carbonyl carbon atom undergoes a
hybridization change from sp2 to sp3 and back again. The
facility with which nucleophilic reagents add to a
carbonyl group was noted earlier for aldehydes and ketones.
Other reagents that produce a similar conversion to acyl halides are PCl5
and SOBr2. The amide and anhydride formations shown in equations 3
require strong heating, and milder procedures that accomplish these
transformations will be described in the next chapter.
Reaction 4 is called esterification, since it is commonly used to
convert carboxylic acids to their ester derivatives. Esters may be prepared in
many different ways; indeed, equations #1 and #4 in the previous diagram illustrate the formation of tert-butyl and
methyl esters respectively. The acid-catalyzed formation of ethyl acetate from
acetic acid and ethanol shown here is reversible, with an equilibrium constant
near 2. The reaction can be forced to completion by removing the water as it is
formed. This type of esterification is often referred to as Fischer
esterification. As expected, the reverse reaction, acid-catalyzed ester
hydrolysis, can be carried out by adding excess water. A thoughtful
examination of this reaction (4) leads one to question why it is classified as
a hydroxyl substitution rather than a hydrogen substitution. The following
equations, in which the hydroxyl oxygen atom of the carboxylic acid is colored
red and that of the alcohol is colored blue, illustrate this distinction (note
that the starting compounds are in the center).
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H-substitution |
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HO-substitution |
|
In order to classify this reaction correctly and establish a plausible
mechanism, the oxygen atom of the alcohol was isotopically
labeled as 18O (colored blue in our equation). Since this oxygen is
found in the ester product and not the water, the hydroxyl group of the acid
must have been replaced in the substitution. A mechanism for this general
esterification reaction will be displayed on clicking the "Esterification
Mechanism" button; also, once the mechanism diagram is displayed, a
reaction coordinate for it can be seen by clicking the head of the green "energy
diagram" arrow. Addition-elimination mechanisms of this kind proceed by
way of tetrahedral intermediates (such as A
and B in the mechanism diagram) and are common
in acyl substitution reactions. Acid catalysis is necessary to increase the
electrophilic character of the carboxyl carbon atom, so it will bond more
rapidly to the nucleophilic oxygen of the alcohol.
Base catalysis is not useful because base converts the acid to its carboxylate
anion conjugate base, a species in which the electrophilic character of the
carbon is reduced.
Since a tetrahedral intermediate occupies more space than a planar carbonyl
group, we would expect the rate of this reaction to be retarded when bulky
reactants are used. To test this prediction the esterification of acetic acid
was compared with that of 2,2-dimethylpropanoic acid, (CH3)3CO2H.
Here the relatively small methyl group of acetic acid is replaced by a larger tert-butyl group, and the bulkier acid reacted fifty times
slower than acetic acid. Increasing the bulk of the alcohol reactant results in
a similar rate reduction.
Reductions Oxidations
of Carboxylic Acids
1. Reduction
The carbon atom of a carboxyl group is in a relatively high oxidation
state. Reduction to a 1º-alcohol takes place rapidly on treatment with the
powerful metal hydride reagent, lithium aluminum hydride, as shown by the
following equation. One third of the hydride is lost as hydrogen gas, and the
initial product consists of metal salts which must be hydrolyzed to generate
the alcohol. These reductions take place by the addition of hydride to the
carbonyl carbon, in the same manner noted earlier for aldehydes and ketones. The resulting salt of a carbonyl hydrate then
breaks down to an aldehyde that undergoes further reduction.
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ether |
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H2O
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Diborane, B2H6,
reduces the carboxyl group in a similar fashion. Sodium borohydride,
NaBH4, does not reduce carboxylic acids; however, hydrogen gas is liberated
and salts of the acid are formed. Partial reduction of carboxylic acids
directly to aldehydes is not possible, but such conversions have been achieved
in two steps by way of certain carboxyl derivatives. These will be described
later.
2. Oxidation
Because it is already in a high oxidation state, further oxidation removes
the carboxyl carbon as carbon dioxide. Depending on the reaction conditions,
the oxidation state of the remaining organic structure may be higher, lower or
unchanged. The following reactions are all examples of decarboxylation
(loss of CO2). In the first, bromine replaces the carboxyl group, so
both the carboxyl carbon atom and the remaining organic moiety are oxidized.
Silver salts have also been used to initiate this transformation, which is
known as the Hunsdiecker reaction. The
second reaction is an interesting bis-decarboxylation,
in which the atoms of the organic residue retain their original oxidation
states. Lead tetraacetate will also oxidize
mono-carboxylic acids in a manner similar to reaction #1. Finally, the third
example illustrates the general decarboxylation of β-keto acids, which leaves the organic residue in
a reduced state (note that the CO2 carbon has increased its
oxidation state.).
Three additional examples of the Hunsdiecker
reaction and a proposed mechanism for the transformation will be shown above by clicking on the diagram. Note that the meta- dihalobenzene formed in reaction 4 could not be made by
direct halogenation reactions, since chlorine and bromine are ortho/para-directing
substituents. Also, various iodide derivatives may be prepared directly from
the corresponding carboxylic acids. A heavy metal carboxylate salt is
transformed into an acyl hypohalide by the action of
a halogen. The weak oxygen-halogen bond in this intermediate cleaves homolytically when heated or exposed to light, and the resulting
carboxy radical decarboxylates
to an alkyl or aryl radical. A chain reaction then repeats these events. Since
acyl hypohalites are a source of electrophilic
halogen, this reaction takes a different course when double bonds and reactive
benzene derivatives are present. In this respect remember the addition of hypohalous
reagents to double bonds and the
facile bromination of anisole.
Carboxylation of Grignard Reagents
(R = alkyl, aryl or vinyl)
Reaction type: Oxidative Insertion then Nucleophilic Addition
Summary:
·
Magnesium
can insert into C-X bonds (X = Br, I) in ether or THF to give Grignard reagents.
·
Grignard
reagents react with CO2 (which can be viewed as a C=O compound) to
give the carboxylic acid after acid work-up.
·
Note that
the carbon skeleton is extended by 1 C atom during this reaction.
·
Remember
that Grignard reagents also react with -OH, -NH, -SH and C=O groups.
Preparation of Carboxylic Acid Derivatives
Reaction type: Nucleophilic Acyl
Substitution
Overview
·
In
principle, all carboxylic acids derivatives can be made from the parent
carboxylic acid see above.
·
In practice,
there may be better methods, e.g. amides are more readily prepared from
the more reactive acyl chlorides.
·
However,
appreciating the relationship between these groups is important and useful.
Study Tip: Disconnect carboxylic acids derivatives
back to the parent acid plus the related component.
Preparation of Acyl Chlorides
Reaction type: Nucleophilic Acyl Substiution
·
Acyl
chlorides are prepared by treating the carboxylic acid with thionyl
chloride, SOCl2, in the presence of a base.
·
Acyl chlorides
are by far the most commonly encountered of the acyl halides.
Preparation of Acid
Anhydrides
Reaction type: Nucleophilic Acyl
Substitution
·
Symmetrical
anhydrides can be are prepared by heating the carboxylic acid
·
Symmetrical
anhydrides are by far the most commonly encountered, e.g. acetic
anhydride.
·
This
reaction will be discussed in more detail in Chapter 20.
Reaction type: Nucleophilic Acyl
Substitution
·
This
reaction is also known as the Fischer esterification.
·
Esters are
obtained by refluxing the parent carboxylic acid with the appropriate alcohol
with an acid catalyst.
·
The
equilibrium can be driven to completion by using an excess of either the
alcohol or the carboxylic acid, or by removing the water as it forms.
·
Alcohol
reactivity order : CH3OH > 1o > 2o
> 3o (steric effects)
·
Esters can
also be made from other carboxylic acid derivatives, especially acyl halides and
anhydrides, by reacting them with the appropriate alcohol in the presence of a
weak base (see chapter 20)
·
If a
compound contains both hydroxy- and carboxylic acid
groups, then cyclic esters or lactones can form via an intramolecular reaction. Reactions that form 5- or
6-membered rings are particularly favorable.
Study Tip: The carboxylic acid and
alcohol combination used to prepare an ester are reflected by the name of the
ester, e.g. ethyl acetate (or ethyl ethanoate),
CH3CO2CH2CH3 can be made from
CH3CO2H, acetic acid (or ethanoic
acid) and HOCH2CH3 (ethanol). This general
"disconnection" is shown below:
MECHANISM FOR REACTION FOR ACID catalyzed ESTERIFICATION |
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Step 1: |
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Step 2: |
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Step 3: |
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Step 4: |
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Step 5: |
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Step 6: |
Preparation of Amides
Reaction type: Nucleophilic Acyl Substiution
·
In general,
it is not easy to prepare amides directly from the parent
carboxylic acid.
·
The acid will
protonate the amine preventing further reaction since the carboxylate is a poor
electrophile and the ammonium ion is not nucleophilic.
·
It is much
easier to convert the carboxylic
acid to the more reactive acyl chloride first.
Study Tip: Even though "acid +
amine" is not a good synthetic method, it at least puts you on the right
track.
Related Reactions
·
Preparation of Acyl Chlorides
Reaction usually in Et2O or THF followed by H3O+
work-ups
Reaction type: Nucleophilic Acyl
Substitution then Nucleophilic
Addition
·
Carboxylic acids
are less reactive to reduction by hydride than aldehydes, ketones or esters.
·
Carboxylic
acids are reduced to primary alcohols.
·
As a result
of their low reactivity, carboxylic acids can only be reduced by LiAlH4
and NOT by the less reactive NaBH4
Related Reactions
·
Reaction of RLi and RMgX with esters
·
Reaction of RLi and RMgX with carbon dioxide
·
Reduction of Aldehydes and Ketones
a-Halogenation (Hell-Volhard-Zelinsky reaction)
Reaction type: Substitution
·
Reagents
most commonly : Br2 and either PCl3, PBr3 or
red phosphorous in catalytic amounts.
·
Carboxylic
acids can be halogenated at the C adjacent to the carboxyl group.
·
This
reaction depends on the enol type character of
carbonyl compounds.
·
The product
of the reaction, an a-bromocarboxylic
acid can be converted via substitution
reactions to a-hydroxy-
or a-amino carboxylic acids.
Related Reactions
·
a-Halogenation of Aldehydes and Ketones
Reaction type: Elimination
·
Loss of
carbon dioxide is called decarboxylation.
·
Simple
carboxylic acids rarely undergo decarboxylation.
·
Carboxylic
acids with a carbonyl group at the 3- (or b-) position readily undergo thermal
decarboxylation, e.g. derivatives of malonic
acid.
·
The reaction
proceeds via a cyclic transition state giving an enol
intermediate that tautomerizes to the carbonyl.
DECARBOXYLATION |
|
Step 1: Remember curly arrows
flow.... Start at the protonation of the carbonyl, break the O-H bond and
form the p bond, break the C-C and make the C=C. Note the concerted nature of
this reaction and the cyclic transition state. |
|
Step 2: Tautomerization
of the enol of the carboxylic acid leads to the
acid product (not shown here). |
Many aldehydes and ketones were found to
undergo electrophilic substitution at an
alpha carbon. These reactions, which included
halogenation, isotope exchange and the aldol
reaction, take place by way of enol tautomer or enolate anion intermediates, a characteristic that requires
at least one hydrogen on the α-carbon
atom. In this section similar reactions of
carboxylic acid derivatives will be examined. Formulas for the corresponding enol and enolate anion species
that may be generated from these derivatives are drawn in the following
diagram.
Acid-catalyzed alpha-chlorination and bromination
reactions proceed more slowly with carboxylic acids, esters and nitriles than
with ketones. This may reflect the smaller equilibrium enol
concentrations found in these carboxylic acid derivatives. Nevertheless, acid
and base catalyzed isotope exchange occurs as expected; some examples are shown
in equations 1 and 2 below. The chiral alpha-carbon in equation 2 is racemized in the course of this exchange, and a small
amount of nitrile is hydrolyzed to the corresponding carboxylic acid.
Acyl halides and anhydrides are more
easily halogenated than esters and nitriles, probably because of their higher enol concentration. This difference may be used to
facilitate the alpha-halogenation of carboxylic acids. Thus, conversion of the
acid to its acyl chloride derivative is followed by alpha-bromination
or chlorination, and the resulting halogenated acyl chloride is then hydrolyzed
to the carboxylic acid product. This three-step sequence can be reduced to a
single step by using a catalytic amount of phosphorus tribromide
or phosphorus trichloride, as shown in equation #3.
This simple modification works well because carboxylic acids and acyl chlorides
exchange functionality as the reaction progresses. The final product is the
alpha-halogenated acid, accompanied by a trace of the acyl halide. This
halogenation procedure is called the Hell-Volhardt-Zelinski reaction.
To see a mechanism for the acyl
halide-carboxylic acid exchange click the "Show Mechanism"
button.
In a similar fashion, acetic anhydride
serves as a halogenation catalyst for acetic acid (first equation below).
Carboxylic acids that have a higher equilibrium enol
concentration do not need to be activated for alpha-halogenation to occur, as
demonstrated by the substituted malonic acid compound
in the second equation below. The enol concentration
of malonic acid (about 0.01%) is roughly ten thousand
times greater than that of acetic acid. This influence of a second activating
carbonyl function on equilibrium enol concentrations
had been noted earlier in the case of 2,4-pentanedione.
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heat |
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Many of the most useful alpha-substitution
reactions of ketones proceeded by way of enolate anion
conjugate bases. Since simple ketones are weaker acids than water, their enolate anions are necessarily prepared by reaction with exceptionally strong bases
in non-hydroxylic solvents. Esters and nitriles are
even weaker alpha-carbon acids than ketones (by over ten thousand times),
nevertheless their enolate anions may be prepared and
used in a similar fashion. The presence of additional activating carbonyl
functions increases the acidity of the alpha-hydrogens
substantially, so that less stringent conditions may be used for enolate anion formation. The influence of various carbonyl
and related functional groups on the equilibrium acidity of alpha-hydrogen
atoms (colored red) is summarized in the following table. For common reference,
these acidity values have all been extrapolated to water solution, even though
the conjugate bases of those compounds having pKas
greater than 18 will not have a significant concentration in water solution.
Acidity of α-Hydrogens in Mono- and
Di-Activated Compounds
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Mono-Activation |
Compound |
RCH2–NO2 |
RCH2–COR |
RCH2–CO2CH3 |
RCH2–C≡N |
RCH2–SO2R |
RCH2–CON(CH3)2 |
pKa |
9 |
20 |
25 |
25 |
25 |
28 |
|
Di-Activation |
Compound |
CH2(NO2)2 |
(CH3CO)2CH2 |
CH3COCH2CO2C2H5 |
CH2(C≡N)2 |
CH2(CO2C2H5)2 |
CH2(SO2CH3)2 |
pKa |
4 |
9 |
11 |
11 |
13 |
13 |
To illustrate the general nucleophilic reactivity of di-activated enolate
anions, two examples of SN2 alkylation reactions are shown below. Malonic acid esters and acetoacetic
acid esters are commonly used starting materials, and their usefulness in
synthesis will be demonstrated later in this chapter. Note that each of these
compounds has two acidic alpha-hydrogen atoms (colored red). In the equations
written here only one of these hydrogens is
substituted; however, the second is also acidic and a second alkyl substitution
may be carried out in a similar fashion.
The aldol reaction,
is a remarkable and useful reaction of aldehydes and ketones in which the
carbonyl group serves both as an electrophilic reactant and the source of a nucleophilic enol species. Esters
undergo a similar transformation called the Claisen
Condensation. Four examples of this base-induced reaction, which usually
forms beta-ketoester products, are shown in the
following diagram. Greek letter assignments for the ester products are given in
blue. Equation 1 presents the synthesis of the important reagent ethyl
acetoacetate, and 2 illustrates the general form of the Claisen
condensation. Intramolecular reactions, such as #3,
lead to rings (usually five or six-membered) and are referred to as Dieckmann Condensations. The last equation
shows a mixed condensation between two esters, one of which has no alpha-hydrogens. The product in this case is a phenyl substituted
malonic ester rather than a ketoester.
By clicking the "Structural
Analysis" button below the diagram, a display showing the nucleophilic enolic donor
molecule and the electrophilic acceptor molecule together with the newly
formed carbon-carbon bond will be displayed. A stepwise mechanism for the
reaction will be shown by clicking the "Reaction Mechanism"
button. In a similar mode to the aldol reaction, the
fundamental event in the Claisen condensation is a
dimerization of two esters by an alpha C–H addition of one reactant to the
carbonyl group of a second reactant. This bonding is followed by alcohol elimination from the resulting hemiacetal. The eventual
formation of a resonance stabilized beta-ketoester enolate anion, as shown on the third row of the mechanism,
provides a thermodynamic driving force for the condensation. Note that this
stabilization is only possible if the donor has two reactive alpha-hydrogens.
The Claisen
condensation differs from the aldol reaction in
several important ways.
(I)
The aldol
reaction may be catalyzed by acid or base, but most Claisen
condensations require base.
(II)
In contrast to the
catalytic base used for aldol reactions, a full
equivalent of base (or more) must be used for the Claisen
condensation. The extra base is needed because beta-ketoesters
having acidic hydrogens at the alpha-carbon are
stronger acids (by about 5 powers of ten) than the alcohol co-product.
Consequently, the alkoxide base released after
carbon-carbon bond formation (upper right structure in the mechanism diagram)
immediately removes an alpha proton from the beta-ketoester
product. As noted above, formation of this doubly-stabilized enolate anion provides a thermodynamic driving force for
the condensation.
(III)
The aldol
reaction may be catalyzed by hydroxide ion, but the Claisen
condensation requires that alkoxide bases be used, in
order to avoid ester hydrolysis. The specific alkoxide
base used should match the alcohol component of the ester to avoid ester
exchange reactions. Very strong bases such as LDA may also be used in this reaction.
(IV)
The stabilized enolate product must be neutralized by aqueous acid in
order to obtain the beta-ketoester product.
Transformations similar to the Claisen condensation may be effected with mixed carbonyl
reactants, which may include ketones and nitriles as well as esters. Esters
usually serve as the electrophilic acceptor component of the condensation. Acyl
chlorides and anhydrides would also be good electrophilic acceptors, but they
are more expensive than esters and do not tolerate the alcohol solvents often
used for Claisen condensations.
In the case of mixed condensations, complex product mixtures are commonly avoided by using an acceptor
ester that has no alpha-hydrogens. Examples of such
reactants are: ethyl formate (HCO2C2H5),
diethyl carbonate (C2H5OCO2C2H5),
ethyl benzoate (C6H5CO2C2H5)
and diethyl oxalate (C2H5O2C-CO2C2H5).
Equations 2, 3 , 4 below illustrate the use of such acceptors with ester,
ketone and nitrile donor compounds. The nucleophilic enol species from the nitrile in 4 may be written as: C6H5CH=C=N(–).
The 2-formylcyclohexanone product from reaction 3 exists predominantly as its
hydrogen-bonded enol. Most beta-ketoesters
have significant enol concentrations, but the formyl group has an exceptional bias
for this tautomer.
Equation 1 shows a condensation in which
both reactants might serve either as donors or acceptors. The selective
formation of one of the four possible condensation products is due to the
reversibility of these reactions and the driving force provided by resonance
stabilization of the enolate anion of
2,4-pentanedione (pKa=9). Protonation of
this anion gives the product. The last equation (5) presents an interesting
example of selectivity. There are three ester functions, each of which has at
least one alpha-hydrogen. Only one of these, that on the left, has two alpha-hydrogens and will yield an enolizable
beta-ketoester by functioning as the donor in a Dieckmann cyclization. Strained four-membered rings are not
favored by reversible condensation reactions, so ring closure to the ester
drawn below the horizontal chain does not occur. The only reasonable product is
the five-membered cyclic ketoester.
Although many Claisen
condensations are carried out with a full equivalent of the alkoxide
base, an effective alternative procedure, used in reaction 5, uses sodium
hydride (NaH) together with a catalytic amount of
alcohol. The catalytic alcohol reacts with NaH to
produce alkoxide, this initiates a condensation
reaction and the product alcohol then reacts with more NaH
to give alkoxide.
Condensation Reactions in Synthesis
|
The construction of complex molecules by a
series of suitable reactions carried out from simple starting compounds is
called synthesis. Synthesis is not only of immense practical importance
(aspirin and nylon are two examples of commercially valuable synthetic
compounds), but it also allows us to prepare novel molecules with which to test
our understanding of structure and reactivity. Three challenges must be met in
devising a synthesis for a specific compound:
1. The
carbon atom framework or skeleton that is found in the desired compound (the
target) must be assembled.
2. The
functional groups that characterize the target compound must be introduced or
transformed from other groups at appropriate locations.
3. If
centers of stereoisomerism are present, they must be fixed in a proper manner.
Recognition of these tasks does not imply
that they are independent of each other, or should be approached and solved
separately. A successful plan or strategy for a synthesis must correlate each
step with all these goals, so that an efficient and practical solution to
making the target molecule is achieved. Nevertheless, it is useful to classify
the various reactions we have studied with respect to their ability to (I)
enlarge or expand a given structure, (II) transform or relocate existing
functional groups, and (III) do both of these in a stereoselective
fashion. The organization of this text by functional group behavior partially
satisfies the second point, and the following discussion focuses on the first.
A useful assortment of
carbon-carbon bond forming reactions have been described in this and earlier
chapters. These include:
(1) Friedel-Crafts alkylation and acylation.
(2) Diels-Alder cycloaddition.
(3) addition of organometallic reagents to
aldehydes, ketones carboxylic acid derivatives.
(4) alkylation of acetylide
anions.
(5) alkylation of enolate
anions.
(6) Claisen and aldol condensations.
With the exception of Friedel-Crafts
alkylation these reactions all give products having one or more functional
groups at or adjacent to the bonding sites. As a result, subsequent functional
group introduction or modification may be carried out in a relatively
straightforward manner. This will be illustrated for aldol
and Claisen condensations in the following section.
The aldol
reaction produces beta-hydroxyaldehydes or ketones,
and a number of subsequent reactions may be carried out with these products. As
shown in the following diagram, they may be (I) reduced to 1,3-diols,
(II) a 2є-hydroxyl group may be oxidized to a carbonyl group, (III) acid or base
catalyzed beta-dehydration may produce an unsaturated aldehyde or ketone, and (IV) organometallic
reagents may be added to the carbonyl group (assuming the hydroxyl group is
protected as an ether or a second equivalent of reagent is used).
The Claisen
condensation produces beta-ketoesters. These products
may then be modified or enhanced by further reactions. Among these, the
following diagram illustrates (I) partial reduction of the ketone with NaBH4,
(II) complete reduction to a 1,3-diol by LiAlH4,
(III) enolate
anion alkylation, and (IV) ester
hydrolysis followed by thermal decarboxylation of the resulting beta-ketoacid.
To illustrate how the
reaction sequences described above may be used to prepare a variety of
different compounds, five examples are provided here. The first is a typical aldol reaction followed by reduction to a 1,3-diol
(2-ethyl-1,3-hexanediol). In the second example, the absence of alpha-hydrogens on the aldehyde favors the mixed condensation,
and conjugation of the double bond facilitates dehydration. The doubly-activated
methylene group of malonic and acetoacetic
acids or esters makes them good donors in any condensation, as is demonstrated
by the third aldol-like reaction. A concerted dehydrative-decarboxylation (shown by the magenta arrows)
leads to the unsaturated carboxylic acid product. Amine bases are often used as
catalysts for aldol reactions, as in equations 2 , 3.
The fourth reaction demonstrates that the
conjugate base of the beta-ketoester products from Claisen or Dieckmann condensation
may be alkylated directly. Thermal decarboxylation of the resulting beta-ketoacid gives a mono-alkylated cyclic ketone. Finally,
both acidic methylene hydrogens in malonic ester or ethyl acetoacetate may be substituted, and
the irreversible nature of such alkylations permits
strained rings to be formed. In this case thermal decarboxylation of a
substituted malonic acid generates a carboxylic acid.
In all these examples the remaining functional groups could be used for
additional synthetic operations.
If you understand the
previous discussion of reactions useful in synthesis you should try the
following problems. Some of them are complex so don't be concerned if you don't
solve them all immediately. Analyze each problem carefully, and try to learn
from it. The solutions will be displayed by clicking the answer button under
the diagram.
The following problems ask you to devise a
synthesis for a given target molecule. The first two problems make use of the
common starting materials, diethyl malonate and ethyl
acetoacetate. The third problem leaves the choice of materials open. The nature
of the target molecule suggests that an aldol
condensation might be useful. The fourth problem must be solved by using
diethyl succinate as the only reagent. Finally, other reactants composed of no
more than five carbon atoms may be used in the last problem.
Carboxylic acids are both Brønsted acids and Lewis
acids. Their Lewis acid qualities may be attributed
not only to the acidic proton, but also to the electrophilic carbonyl carbon,
as they are both able to act as an electron acceptor. However, if a carboxylic
acid is treated with an organolithium compound, an
acid-base reaction first takes place. In such a reaction, the acidic proton is
abstracted by the organolithium compound's alkyl or
aryl anion, as alkyl and aryl anions are extremely strong bases. Nevertheless,
alkyl and aryl anions are also efficient nucleophiles. As a result, the
carbonyl carbon of the carboxylate anion which is formed in the first reaction
step is nucleophilically attacked by an additional
alkyl or aryl anion. The result of a subsequent hydrolysis is the protonation
of the dianion. This yields a geminal
diol and lithium hydroxide. The geminal
diol represents a ketone's hydrate. Thus, it spontaneously
eliminates water to yield the ketone. The reaction may be carried out with
primary, secondary, and tertiary alkyllithium
compounds, as well as with aryllithium compounds. In
order to obtain a ketone in this reaction, two equivalents of the organolithium compound to one equivalent of carboxylic acid
must be applied, as the first equivalent is consumed by the acid-base reaction
which cannot be prevented.
Due to the negative charge of the carboxylate anion,
the electrophilicity of a ketone's carbonyl carbon is
comparatively higher. Nevertheless, the ketone does not react with the organolithium compound, as it is not formed until the
workup with water through which the remaining organolithium
compound is also hydrolyzed.
In contrast with lithium aluminum hydride, carboxylic acids are reduced
to the corresponding primary alcohol.
The mechanism of carboxylic acids' reduction with
lithium aluminum hydride is as follows: first of all, an acid-base reaction
takes place in which a carboxylate anion is generated, very similar to the
reaction with organolithium compounds. The
carboxylate anion's carbonyl carbon is then nucleophilically
attacked by a hydride that is supplied by the aluminum hydride, while the
carbonyl oxygen is complexed by the remaining
aluminum species. The following elimination of an oxoaluminum
hydride anion yields the aldehyde.
The aldehyde's carbonyl carbon is still electrophilic.
Thus, it is nucleophilically attacked by a further
hydride anion that is supplied by lithium aluminum hydride. Subsequent hydrolysis
finally yields the primary alcohol.
Reactions of Carboxylic
Acids
Carbonic acid (H2CO3 or HO(C=O)OH) is in itself not stable.
It decomposes easily into water and carbon dioxide through decarboxylation.
However, the salts of carbonic acid - hydrogen carbonates and carbonates - are,
in fact, stable and isolable. Sodium hydrogen carbonate (NaHCO3) and sodium carbonate (soda, Na2CO3) are popular
examples of carbonic acid's salts.
Monoesters of carbonic acids are also unstable and
easily decarboxylate. Decarboxylation is
irreversible, as the gaseous carbon dioxide escapes. However, diesters of carbonic acid are stable.
Carbamic acid (amidocarbonic acid, aminoformic
acid) is unstable |
Urea (stable) |
Methyl carbamate
(stable) |
|
Carboxylic acids that, in contrast to β-keto acids and 1,3-dicarboxylic acids, do not easily decarboxylate
may be decarboxylated by an electrochemical
reaction, which is
known as the Kolbe electrolysis reaction.
In Hermann Kolbe's electrolysis, carboxylate
anions are electrochemically oxidized. The resulting carboxyl radicals spontaneously
decarboxylate and the two remaining alkyl radicals
subsequently combine, thus yielding a new hydrocarbon.
Analogous to the Kolbe electrolysis reaction,
the Hunsdiecker reaction (after Heinz Hunsdiecker, born in 1904) is a decarboxylation with
a radical intermediate. However, it is not an electrochemical reaction.
The Hunsdiecker
reaction takes place when a silver carboxylate is heated in CCl4 in the presence of bromine. In the
initial step of the Hunsdiecker reaction, the
silver carboxylate is converted into an acyl hypobromite
through the action of bromine. The main driving force of this reaction step is
the precipitation of the extremely poorly soluble and stable silver bromide.
Subsequently, a radical chain
reaction occurs. The chain initiation is the homolytic cleavage of the relatively weak oxygen-bromine
bond. This yields a carboxyl radical and a bromine atom. Similar to the Kolbe
electrolysis reaction, the carboxyl radical decarboxylates
spontaneously. This is the first propagation step of the chain reaction. The
resulting alkyl radical, or hydrocarbon radical, abstracts a bromine atom from
a further acyl hypobromite molecule. In this second
propagation step, an alkyl bromide - the product - is formed and a carboxyl
radical is recovered, which then once again acts as a starting product of the
first propagation step. Silver carboxylates, required as starting products for
the Hunsdiecker reaction, may be obtained
through conversion of the corresponding carboxylic acid with silver oxide.
There are several variations of the Hunsdiecker reaction that are known, in which
silver(I) carboxylate is, for instance, exchanged for thallium(I) carboxylate,
or in which the carboxylic acid is directly treated with a combination of lead tetraacetate and halide ions (chloride, bromide, or
iodide). Through the application of these reagents carboxylic acids are
converted into alkyl chlorides and alkyl iodides, as well.
Similar to carbonyl compounds, the α carbon of
carboxylic acids may be deprotonated. The resulting carbanions
are good nucleophiles which are utilized in many syntheses, for example in the α alkylation
of carboxylic acids.
Due to the higher acidity of the carboxyl hydrogen,
two equivalents of a base are required in generating the α carbanion of a carboxylic acid. The base must be
considerably strong in order to abstract the α hydrogen. However, the nucleophilicity of the base at the same time be must be as
low as possible in order to prevent a nucleophilic
attack on the carboxyl carbon. A sufficient base for this reaction is, for
instance, lithium
diisopropylamide (LDA).
LDA is a strong base whose nucleophilicity is
relatively low, due to steric reasons.
If a carboxylic acid is treated with LDA, a lithium
carboxylate is initially formed. The second equivalent of LDA abstracts the α hydrogen,
thus yielding a dianion.
The dianion
is a good nucleophile. The most nucleophilic position
is the α carbanionic position. The dianion
may consecutively nucleophilically attack an
electrophile. If the electrophile is a bromine, for instance, α bromination is obtained. Alkylation in α position
occurs if an alkyl halide, instead of bromine, is applied. In alkylations, primary alkyl halides offer good results,
while with secondary and tertiary alkyl halides, eliminations may occur as side
reactions or even as main reactions.
The treatment of carboxylic acids
with bromine and phosphorus tribromide (PBr3) or a mixture of bromine and phosphorus,
yields the α-bromocarboxylic acid. Phosphorus tribromide
is often applied only as a catalyst. Thus, if chlorine and PBr3 are applied, chlorination occurs instead
of bromination.
The reaction is known as the Hell-Volhard-Zelinskii reaction
(after J. Volhard, C.M. Hell, and N.D. Zelinskii). In the frist
reaction step, PBr3 converts the
carboxylic acid into the corresponding acyl bromide. The acyl bromide is in equlibrium with the corresponding enol.
A nucleophilic attack of the enol
π bond on a bromine molecule yields HBr and
an α-bromoacyl bromide, which may be isolated.
Analogous to acyl halides, α-bromoacyl halides may be converted into α-bromoesters, α-bromocarboxamides,
and "back" to the α-bromocarboxylic acid.
However, their α
bromine atom may also be exchanged for another nucleophile in an SN2 reaction. The α-cyanocarboxylic acids and α-aminocarboxylic
acids are, for example, available in this way.
If catalytic amounts of PBr3 are applied, the intermediate α-bromoacyl bromide is attacked by another carboxylic acid
molecule, yielding the corresponding anhydride. The bromide that is released
during anhydride formation, then cleaves the anhydride into an α-bromocarboxylic acid - the product - and an acyl bromide. The acyl bromide reenters the reaction cycle.